Securities, Futures and Derivatives
SFNR offers to its clients, attorneys with a broad range of experience in both the securities and the futures industry. Our representation spans, trading firms, clearing firms, associations, individuals and exchanges. We have provided client representation on arbitrations at the CME, CBOT, NFA and FINRA.
The firm has represented trading interests in CFTC Investigative and Reparation matters as well as CME business conduct and disciplinary matters. SFNR offers attorneys with previous CME trading experience and former committee panel memberships.
As part of our practice, the firm also has experience in the federally regulated Securities industry. Our range of services extends to expertise with state Blue Sky laws and Federal security laws allowing us to assist our client base with their private placements.